The Hook: Finding the Perfect Shot
Shah Rukh Khan needs to hit a six over the boundary. At what angle should he launch the ball to get maximum distance?
This is an optimization problem — finding the best value (maximum distance) by adjusting a variable (launch angle).
Calculus gives us the superpower to find maxima and minima — the highest and lowest values of any function. From business profits to rocket trajectories, derivatives solve real-world optimization!
In cricket, physics tells us the optimal angle is 45° (for maximum range). Calculus can prove this!
Interactive: Explore Function Behavior
Try plotting $f(x) = x^3 - 3x$ and observe:
- Where the function is increasing/decreasing
- Local maximum and minimum points
- Points where slope = 0
The Core Concept
Why Applications Matter
Derivatives tell us the rate of change of functions. This unlocks powerful applications:
- Finding maxima/minima — Optimization problems
- Checking if function is increasing/decreasing — Monotonicity
- Finding equations of tangents/normals — Geometry
- Solving rate of change problems — Physics, economics
- Curve sketching — Understanding function behavior
Application 1: Monotonicity (Increasing/Decreasing Functions)
Definition
A function $f(x)$ is:
- Increasing on $(a, b)$ if $x_1 < x_2 \Rightarrow f(x_1) < f(x_2)$
- Decreasing on $(a, b)$ if $x_1 < x_2 \Rightarrow f(x_1) > f(x_2)$
Derivative Test
$$\boxed{\begin{aligned} f'(x) > 0 \text{ on } (a,b) &\Rightarrow f \text{ is increasing on } (a,b) \\ f'(x) < 0 \text{ on } (a,b) &\Rightarrow f \text{ is decreasing on } (a,b) \\ f'(x) = 0 \text{ on } (a,b) &\Rightarrow f \text{ is constant on } (a,b) \end{aligned}}$$Strict versions:
- Strictly increasing: $f'(x) \geq 0$ with equality at isolated points only
- Strictly decreasing: $f'(x) \leq 0$ with equality at isolated points only
Process to Find Intervals
Step 1: Find $f'(x)$
Step 2: Solve $f'(x) = 0$ to find critical points
Step 3: Make a sign chart for $f'(x)$
Step 4: Conclude:
- Where $f'(x) > 0$: Increasing
- Where $f'(x) < 0$: Decreasing
Example
Find intervals where $f(x) = x^3 - 3x^2 - 9x + 5$ is increasing/decreasing.
Solution:
$f'(x) = 3x^2 - 6x - 9 = 3(x^2 - 2x - 3) = 3(x - 3)(x + 1)$
Critical points: $x = -1, 3$
Sign chart:
| Interval | $x < -1$ | $x = -1$ | $-1 < x < 3$ | $x = 3$ | $x > 3$ |
|---|---|---|---|---|---|
| $f'(x)$ | $+$ | $0$ | $-$ | $0$ | $+$ |
| $f(x)$ | Increasing | — | Decreasing | — | Increasing |
Answer:
- Increasing on $(-\infty, -1) \cup (3, \infty)$
- Decreasing on $(-1, 3)$
Increasing function = Stock price going up (bull market) Decreasing function = Stock price going down (bear market) Critical points = Trend reversal points (buy/sell signals!)
Traders use derivatives (literally!) to predict market trends.
Application 2: Maxima and Minima
Definitions
Local Maximum: $f(a)$ is a local maximum if $f(a) \geq f(x)$ for all $x$ near $a$.
Local Minimum: $f(a)$ is a local minimum if $f(a) \leq f(x)$ for all $x$ near $a$.
Global (Absolute) Maximum/Minimum: Largest/smallest value on the entire domain.
Critical Points
Definition: $x = c$ is a critical point if:
- $f'(c) = 0$, OR
- $f'(c)$ does not exist
All local maxima and minima occur at critical points!
(But not every critical point is a max/min — could be an inflection point)
First Derivative Test
Procedure
Step 1: Find all critical points (solve $f'(x) = 0$)
Step 2: Check sign of $f'(x)$ on either side of each critical point
Step 3: Conclude:
| $f'(x)$ changes from | Conclusion |
|---|---|
| $+$ to $-$ | Local maximum |
| $-$ to $+$ | Local minimum |
| No sign change | Neither (inflection point) |
Example
Find local maxima and minima of $f(x) = x^3 - 3x + 2$.
Solution:
$f'(x) = 3x^2 - 3 = 3(x^2 - 1) = 3(x - 1)(x + 1)$
Critical points: $x = -1, 1$
Sign chart:
| Interval | $x < -1$ | $x = -1$ | $-1 < x < 1$ | $x = 1$ | $x > 1$ |
|---|---|---|---|---|---|
| $f'(x)$ | $+$ | $0$ | $-$ | $0$ | $+$ |
At $x = -1$: $f'$ changes $+$ to $-$ → Local maximum
- $f(-1) = (-1)^3 - 3(-1) + 2 = -1 + 3 + 2 = 4$
At $x = 1$: $f'$ changes $-$ to $+$ → Local minimum
- $f(1) = 1 - 3 + 2 = 0$
Answer: Local max at $(-1, 4)$, local min at $(1, 0)$
Second Derivative Test
Procedure
Step 1: Find critical points (solve $f'(x) = 0$)
Step 2: Find $f''(x)$ (second derivative)
Step 3: For each critical point $c$:
$$\boxed{\begin{aligned} f''(c) > 0 &\Rightarrow \text{Local minimum at } x = c \\ f''(c) < 0 &\Rightarrow \text{Local maximum at } x = c \\ f''(c) = 0 &\Rightarrow \text{Test is inconclusive (use first derivative test)} \end{aligned}}$$Intuition:
- $f''(c) > 0$ means function is concave up (like a cup) → minimum
- $f''(c) < 0$ means function is concave down (like a cap) → maximum
Example
Find local maxima and minima of $f(x) = x^3 - 6x^2 + 9x + 1$.
Solution:
$f'(x) = 3x^2 - 12x + 9 = 3(x^2 - 4x + 3) = 3(x - 1)(x - 3)$
Critical points: $x = 1, 3$
$f''(x) = 6x - 12$
At $x = 1$: $f''(1) = 6 - 12 = -6 < 0$ → Local maximum
- $f(1) = 1 - 6 + 9 + 1 = 5$
At $x = 3$: $f''(3) = 18 - 12 = 6 > 0$ → Local minimum
- $f(3) = 27 - 54 + 27 + 1 = 1$
Answer: Local max at $(1, 5)$, local min at $(3, 1)$
First Derivative Test:
- Always works
- More work (need to check signs on both sides)
Second Derivative Test:
- Faster when it works
- Can be inconclusive ($f'' = 0$)
- Need to compute second derivative
Recommendation: Try second derivative test first. If $f'' = 0$, fall back to first derivative test.
Global Maxima/Minima on Closed Intervals
Extreme Value Theorem
If $f$ is continuous on $[a, b]$, then $f$ has both a global maximum and global minimum on $[a, b]$.
Procedure to Find Global Extrema on $[a, b]$
Step 1: Find all critical points in $(a, b)$
Step 2: Evaluate $f$ at:
- All critical points
- Both endpoints: $f(a)$ and $f(b)$
Step 3: The largest value is the global maximum, smallest is the global minimum
Example
Find absolute maximum and minimum of $f(x) = x^3 - 3x + 1$ on $[-2, 2]$.
Solution:
$f'(x) = 3x^2 - 3 = 0 \Rightarrow x = \pm 1$
Both critical points are in $[-2, 2]$.
Evaluate at critical points and endpoints:
- $f(-2) = -8 + 6 + 1 = -1$
- $f(-1) = -1 + 3 + 1 = 3$
- $f(1) = 1 - 3 + 1 = -1$
- $f(2) = 8 - 6 + 1 = 3$
Global maximum: $3$ at $x = -1$ and $x = 2$ Global minimum: $-1$ at $x = -2$ and $x = 1$
Application 3: Optimization Problems
General Strategy
Step 1: Understand the problem. Identify what to maximize/minimize.
Step 2: Draw a diagram if applicable.
Step 3: Write the objective function (what to optimize) in terms of variables.
Step 4: Use constraints to express everything in terms of one variable.
Step 5: Find derivative and critical points.
Step 6: Use first/second derivative test to find max/min.
Step 7: Check endpoints if domain is restricted.
Classic Problems
Problem Type 1: Geometric Optimization
Example: Find the dimensions of a rectangle with perimeter 100 m that has maximum area.
Solution:
Let length = $x$, width = $y$.
Constraint: $2x + 2y = 100 \Rightarrow y = 50 - x$
Objective: Maximize area $A = xy = x(50 - x) = 50x - x^2$
Domain: $0 < x < 50$
$\frac{dA}{dx} = 50 - 2x = 0 \Rightarrow x = 25$
$\frac{d^2A}{dx^2} = -2 < 0$ → Maximum at $x = 25$
When $x = 25$: $y = 50 - 25 = 25$
Answer: Square with side 25 m has maximum area.
For fixed perimeter, square has maximum area. For fixed area, square has minimum perimeter.
This appears frequently in JEE!
Problem Type 2: Distance/Time Optimization
Example: A person is at point A, 3 km from a straight road. He wants to reach point B on the road, 5 km away from the foot of perpendicular from A. If he walks at 4 km/h on sand and 6 km/h on road, where should he hit the road to minimize time?
Solution:
Let him hit the road at distance $x$ from the foot of perpendicular.
Distance on sand: $\sqrt{9 + x^2}$ Distance on road: $5 - x$
Time: $T(x) = \frac{\sqrt{9 + x^2}}{4} + \frac{5 - x}{6}$
$\frac{dT}{dx} = \frac{x}{4\sqrt{9 + x^2}} - \frac{1}{6} = 0$
$\frac{x}{4\sqrt{9 + x^2}} = \frac{1}{6}$
$6x = 4\sqrt{9 + x^2}$
$36x^2 = 16(9 + x^2)$
$20x^2 = 144$
$x = \frac{12}{\sqrt{20}} = \frac{6}{\sqrt{5}}$ km
Application 4: Tangents and Normals
Definitions
Tangent: Line that touches the curve at exactly one point (locally).
Normal: Line perpendicular to the tangent at the point of contact.
Equations
At point $(x_0, y_0)$ on curve $y = f(x)$:
Slope of tangent: $m_T = f'(x_0)$
Equation of tangent:
$$\boxed{y - y_0 = f'(x_0)(x - x_0)}$$Slope of normal: $m_N = -\frac{1}{f'(x_0)}$ (negative reciprocal)
Equation of normal:
$$\boxed{y - y_0 = -\frac{1}{f'(x_0)}(x - x_0)}$$Example
Find equations of tangent and normal to $y = x^2$ at $(1, 1)$.
Solution:
$f(x) = x^2 \Rightarrow f'(x) = 2x$
At $x = 1$: $f'(1) = 2$
Tangent: $y - 1 = 2(x - 1) \Rightarrow y = 2x - 1$
Normal: $y - 1 = -\frac{1}{2}(x - 1) \Rightarrow y = -\frac{1}{2}x + \frac{3}{2}$
Angle Between Two Curves
Two curves $y = f(x)$ and $y = g(x)$ intersect at point $P$.
Angle of intersection = Angle between their tangents at $P$
$$\boxed{\tan \theta = \left|\frac{m_1 - m_2}{1 + m_1 m_2}\right|}$$where $m_1 = f'(x_0)$ and $m_2 = g'(x_0)$ at intersection point $(x_0, y_0)$.
Orthogonal (perpendicular) curves: $m_1 \cdot m_2 = -1$
Application 5: Rate of Change
Related Rates
When two or more quantities are related and changing with time, their rates of change are related by differentiation.
Method: Differentiate the relation with respect to time $t$.
Example: Expanding Circle
The radius of a circle is increasing at 2 cm/s. How fast is the area increasing when radius is 5 cm?
Solution:
Given: $\frac{dr}{dt} = 2$ cm/s
Find: $\frac{dA}{dt}$ when $r = 5$
Relation: $A = \pi r^2$
Differentiate w.r.t. $t$:
$$\frac{dA}{dt} = 2\pi r \frac{dr}{dt}$$When $r = 5$:
$$\frac{dA}{dt} = 2\pi (5)(2) = 20\pi \text{ cm}^2/\text{s}$$Example: Ladder Sliding Down Wall
A 10 m ladder leans against a wall. The bottom slides away at 1 m/s. How fast is the top sliding down when the bottom is 6 m from the wall?
Solution:
Let $x$ = distance of bottom from wall, $y$ = height of top on wall.
Relation: $x^2 + y^2 = 100$ (Pythagoras)
Given: $\frac{dx}{dt} = 1$ m/s
Find: $\frac{dy}{dt}$ when $x = 6$
Differentiate:
$$2x\frac{dx}{dt} + 2y\frac{dy}{dt} = 0$$When $x = 6$: $y = \sqrt{100 - 36} = 8$
$$2(6)(1) + 2(8)\frac{dy}{dt} = 0$$ $$\frac{dy}{dt} = -\frac{12}{16} = -\frac{3}{4} \text{ m/s}$$(Negative means sliding down)
Application 6: Mean Value Theorem (MVT)
Statement
If $f$ is:
- Continuous on $[a, b]$
- Differentiable on $(a, b)$
Then there exists at least one $c \in (a, b)$ such that:
$$\boxed{f'(c) = \frac{f(b) - f(a)}{b - a}}$$Geometric meaning: There exists a point where the tangent is parallel to the chord joining $(a, f(a))$ and $(b, f(b))$.
Physical meaning: At some instant, instantaneous velocity equals average velocity.
Rolle’s Theorem (Special Case)
If additionally $f(a) = f(b)$, then:
$$\boxed{f'(c) = 0 \text{ for some } c \in (a, b)}$$Meaning: Between two points with same height, there’s a point with horizontal tangent.
Example
Verify MVT for $f(x) = x^2$ on $[1, 3]$.
Solution:
$f$ is polynomial → continuous and differentiable everywhere.
$\frac{f(3) - f(1)}{3 - 1} = \frac{9 - 1}{2} = 4$
$f'(x) = 2x$
We need $f'(c) = 4$:
$$2c = 4 \Rightarrow c = 2$$Since $2 \in (1, 3)$, MVT is verified.
Practice Problems
Level 1: Foundation (NCERT)
Question: Find intervals where $f(x) = 2x^3 - 3x^2 - 12x + 5$ is increasing.
Solution:
$$f'(x) = 6x^2 - 6x - 12 = 6(x^2 - x - 2) = 6(x - 2)(x + 1)$$Critical points: $x = -1, 2$
Sign chart shows $f'(x) > 0$ when $x < -1$ or $x > 2$.
Increasing on: $(-\infty, -1) \cup (2, \infty)$
Question: Find local maxima/minima of $f(x) = x^3 - 3x$.
Solution:
$$f'(x) = 3x^2 - 3 = 0 \Rightarrow x = \pm 1$$ $$f''(x) = 6x$$At $x = -1$: $f''(-1) = -6 < 0$ → Local max, $f(-1) = -1 + 3 = 2$
At $x = 1$: $f''(1) = 6 > 0$ → Local min, $f(1) = 1 - 3 = -2$
Level 2: JEE Main
Question: A rectangle has perimeter 80 m. Find dimensions for maximum area.
Solution: Let length = $x$, width = $y$.
$2x + 2y = 80 \Rightarrow y = 40 - x$
Area: $A = x(40 - x) = 40x - x^2$
$\frac{dA}{dx} = 40 - 2x = 0 \Rightarrow x = 20$
Maximum area when $x = y = 20$ m (square).
Question: Find equation of tangent to $y = x^3 - 3x + 2$ at $x = 1$.
Solution: At $x = 1$: $y = 1 - 3 + 2 = 0$, so point is $(1, 0)$.
$\frac{dy}{dx} = 3x^2 - 3$
At $x = 1$: slope $= 3 - 3 = 0$
Tangent: $y - 0 = 0(x - 1) \Rightarrow y = 0$
Question: The radius of a circle is increasing at 0.5 cm/s. Find rate of change of area when $r = 4$ cm.
Solution: $A = \pi r^2$
$\frac{dA}{dt} = 2\pi r \frac{dr}{dt}$
When $r = 4$ and $\frac{dr}{dt} = 0.5$:
$\frac{dA}{dt} = 2\pi(4)(0.5) = 4\pi$ cm²/s
Level 3: JEE Advanced
Question: Find the point on curve $y^2 = 4x$ closest to $(2, 1)$.
Solution: Let point on curve be $(x, y)$ where $y^2 = 4x$.
Distance squared: $D^2 = (x - 2)^2 + (y - 1)^2$
Substitute $x = \frac{y^2}{4}$:
$D^2 = \left(\frac{y^2}{4} - 2\right)^2 + (y - 1)^2$
Let $f(y) = \left(\frac{y^2}{4} - 2\right)^2 + (y - 1)^2$
$f'(y) = 2\left(\frac{y^2}{4} - 2\right) \cdot \frac{y}{2} + 2(y - 1) = 0$
$\left(\frac{y^2}{4} - 2\right)y + 2(y - 1) = 0$
$\frac{y^3}{4} - 2y + 2y - 2 = 0$
$y^3 = 8 \Rightarrow y = 2$
When $y = 2$: $x = \frac{4}{4} = 1$
Closest point: $(1, 2)$
Question: Prove that $e^x > 1 + x$ for all $x > 0$ using derivatives.
Solution: Let $f(x) = e^x - (1 + x)$.
$f(0) = 1 - 1 = 0$
$f'(x) = e^x - 1$
For $x > 0$: $e^x > 1$, so $f'(x) > 0$.
Thus $f$ is increasing for $x > 0$.
Since $f(0) = 0$ and $f$ is increasing, $f(x) > 0$ for $x > 0$.
Therefore, $e^x > 1 + x$ for $x > 0$.
Question: A wire of length 100 cm is cut into two pieces. One forms a circle, the other a square. How should it be cut to minimize total area?
Solution: Let circle have circumference $x$, square has perimeter $100 - x$.
Circle: radius $= \frac{x}{2\pi}$, area $= \pi\left(\frac{x}{2\pi}\right)^2 = \frac{x^2}{4\pi}$
Square: side $= \frac{100-x}{4}$, area $= \left(\frac{100-x}{4}\right)^2 = \frac{(100-x)^2}{16}$
Total area: $A(x) = \frac{x^2}{4\pi} + \frac{(100-x)^2}{16}$
$\frac{dA}{dx} = \frac{2x}{4\pi} - \frac{2(100-x)}{16} = 0$
$\frac{x}{2\pi} = \frac{100-x}{8}$
$4x = \pi(100 - x)$
$x(4 + \pi) = 100\pi$
$x = \frac{100\pi}{4 + \pi}$ cm for circle
$100 - x = \frac{400}{4 + \pi}$ cm for square
Common Mistakes to Avoid
Wrong: If $f'(c) = 0$, then $c$ is a max or min. ✗
Correct: $f'(c) = 0$ means $c$ is a critical point. Use first/second derivative test to determine if it’s max, min, or neither.
Example: $f(x) = x^3$ has $f'(0) = 0$, but $x = 0$ is neither max nor min (inflection point).
For global max/min on $[a, b]$, always check endpoints in addition to critical points!
Critical points give local extrema, but global extrema might occur at boundaries.
When making sign charts, test values in each interval, not just at critical points!
Pick a test point in each interval and substitute into $f'(x)$.
In related rates problems, don’t substitute values before differentiating!
Differentiate the general equation first, then substitute the given values.
Quick Revision Box
| Application | Key Formula/Method |
|---|---|
| Increasing | $f'(x) > 0$ |
| Decreasing | $f'(x) < 0$ |
| Local Max | $f'$ changes $+$ to $-$ OR $f'' < 0$ |
| Local Min | $f'$ changes $-$ to $+$ OR $f'' > 0$ |
| Global Max/Min | Check critical points + endpoints |
| Tangent slope | $m = f'(x_0)$ |
| Normal slope | $m = -\frac{1}{f'(x_0)}$ |
| Related Rates | Differentiate relation w.r.t. time |
| MVT | $f'(c) = \frac{f(b) - f(a)}{b - a}$ |
JEE Strategy Tips
Weightage: Applications of derivatives is a monster topic — 4-6 questions in JEE Main, 5-8 in JEE Advanced!
Time-Saver: For simple max/min, second derivative test is faster than first derivative test.
Common Patterns:
- Geometry problems: Rectangle with fixed perimeter → square has max area
- Rate problems: Always differentiate first, substitute later
- Tangent/normal: Just plug into formulas — don’t overthink!
JEE Loves: Optimization with constraints (use substitution to get one variable). Practice this extensively!
Trap Alert: “Find maximum area” often has a domain restriction (like $x > 0$). Don’t forget to check endpoints!
Advanced Hack: If $f'(x)$ has only one critical point and changes sign, you don’t need second derivative test — it’s automatically a max or min!
Teacher’s Summary
Derivatives reveal function behavior: $f' > 0$ (increasing), $f' < 0$ (decreasing), $f' = 0$ (critical points).
Two tests for max/min: First derivative (sign change) always works; second derivative (concavity) is faster but can fail.
Global extrema on $[a, b]$: Check ALL critical points + BOTH endpoints. Largest = max, smallest = min.
Optimization strategy: Identify objective → find constraint → express in one variable → differentiate → solve.
Related rates: Differentiate the relation w.r.t. time, then substitute values (not before!).
Tangent/Normal: Plug and play with formulas. Tangent slope = $f'(x_0)$, normal slope = $-1/f'(x_0)$.
“Derivatives turn calculus theory into real-world problem-solving power!”
Related Topics
Within Limits, Continuity & Differentiability
- Differentiability — Foundation for applications
- Differentiation Rules — Computing derivatives efficiently
- Continuity — Mean Value Theorem requires continuity
Mathematical Foundations
- Functions Basics — Understanding domain, range
- Coordinate Geometry — Tangents, normals, curves
- Trigonometry — Optimization with trig functions
Applications
- Integral Calculus — Area, volume optimization
- Differential Equations — Rate equations
- Sequences & Series — Maxima/minima of sequences
Physics Connections
- Kinematics — Velocity/acceleration optimization
- Projectile Motion — Maximum range, height
- Work, Energy, Power — Potential energy minimization
- Simple Harmonic Motion — Amplitude, phase analysis
Real-World Applications
- Economics: Profit maximization, cost minimization
- Engineering: Structural optimization, efficiency
- Biology: Population growth rates
- Business: Revenue optimization, inventory management