Curve Sketching - Monotonicity, Concavity, Asymptotes

Master curve sketching using derivatives, analyze monotonicity, concavity, inflection points, and asymptotes for JEE.

The Hook: Reading the Story of a Graph

Connect: The Journey in Zindagi Na Milegi Dobara (2011)

Three friends go on a road trip through Spain. Their journey has:

  • Uphill stretches (exciting, growing)
  • Downhill slopes (relaxing, declining)
  • Sharp turns (sudden changes in direction)
  • Smooth curves (gradual transitions)
  • Plateaus (stable periods)

Just like their journey, every function $f(x)$ tells a story through its graph!

Curve sketching is the art of reading this story using calculus:

  • Where is $f$ increasing/decreasing? (Uphill/downhill)
  • Where does $f$ change direction? (Critical points)
  • Where does $f$ curve up/down? (Concavity)
  • Where does $f$ approach infinity? (Asymptotes)

Master curve sketching, and you can visualize any function instantly!


Interactive: Build a Curve Step-by-Step

See how derivatives control the shape of curves!


The Curve Sketching Checklist

Complete Curve Sketching Procedure:

Step 1: Domain & Range — Where is $f$ defined? Any restrictions?

Step 2: Intercepts

  • $y$-intercept: Set $x = 0$
  • $x$-intercept: Solve $f(x) = 0$

Step 3: Symmetry

  • Even function: $f(-x) = f(x)$ (symmetric about $y$-axis)
  • Odd function: $f(-x) = -f(x)$ (symmetric about origin)

Step 4: Asymptotes

  • Vertical: Where denominator = 0
  • Horizontal: $\lim_{x \to \pm\infty} f(x)$
  • Oblique: Long division if degree(numerator) = degree(denominator) + 1

Step 5: First Derivative — Monotonicity

  • Find $f'(x)$ and critical points ($f'(x) = 0$ or undefined)
  • Sign chart for $f'(x)$ → Intervals of increase/decrease

Step 6: Second Derivative — Concavity

  • Find $f''(x)$ and inflection point candidates ($f''(x) = 0$ or undefined)
  • Sign chart for $f''(x)$ → Concave up/down regions

Step 7: Key Points — Evaluate $f$ at:

  • Critical points
  • Inflection points
  • A few sample points

Step 8: Sketch — Combine all information!


Monotonicity (Increasing/Decreasing)

Definitions

Increasing on an interval:

  • Strictly increasing: $f(x_1) < f(x_2)$ whenever $x_1 < x_2$
  • Non-decreasing: $f(x_1) \leq f(x_2)$ whenever $x_1 < x_2$

Decreasing on an interval:

  • Strictly decreasing: $f(x_1) > f(x_2)$ whenever $x_1 < x_2$
  • Non-increasing: $f(x_1) \geq f(x_2)$ whenever $x_1 < x_2$

Using First Derivative

Monotonicity Test:

On interval $I$:

  • $f'(x) > 0$ for all $x \in I$ $\Rightarrow$ $f$ is strictly increasing on $I$
  • $f'(x) < 0$ for all $x \in I$ $\Rightarrow$ $f$ is strictly decreasing on $I$
  • $f'(x) = 0$ for all $x \in I$ $\Rightarrow$ $f$ is constant on $I$

Visual:

  • Positive slope → Graph rises from left to right
  • Negative slope → Graph falls from left to right
  • Zero slope → Horizontal line

Example: Finding Monotonicity Intervals

Find where $f(x) = x^3 - 6x^2 + 9x + 1$ is increasing/decreasing.

Step 1: Find $f'(x)$

$$f'(x) = 3x^2 - 12x + 9 = 3(x^2 - 4x + 3) = 3(x - 1)(x - 3)$$

Step 2: Critical points

$$f'(x) = 0 \Rightarrow x = 1, 3$$

Step 3: Sign chart

Interval$x < 1$$x = 1$$1 < x < 3$$x = 3$$x > 3$
$(x-1)$$-$$0$$+$$+$$+$
$(x-3)$$-$$-$$-$$0$$+$
$f'(x)$$+$$0$$-$$0$$+$
$f(x)$MaxMin

Answer:

  • Increasing: $(-\infty, 1) \cup (3, \infty)$
  • Decreasing: $(1, 3)$
  • Local maximum at $x = 1$
  • Local minimum at $x = 3$

Concavity and Inflection Points

Definitions

Concave Up (∪): Graph curves upward, like a cup

  • Tangent lines lie below the curve
  • Function “holds water”

Concave Down (∩): Graph curves downward, like a cap

  • Tangent lines lie above the curve
  • Function “spills water”

Inflection Point: Point where concavity changes (from ∪ to ∩ or vice versa)

Using Second Derivative

Concavity Test:

On interval $I$:

  • $f''(x) > 0$ for all $x \in I$ $\Rightarrow$ $f$ is concave up on $I$
  • $f''(x) < 0$ for all $x \in I$ $\Rightarrow$ $f$ is concave down on $I$

Inflection Point at $x = c$:

  • $f''(c) = 0$ (or undefined)
  • $f''$ changes sign at $x = c$

Note: $f''(c) = 0$ is necessary but NOT sufficient! Must check sign change.

Example: Finding Concavity and Inflection Points

Find concavity and inflection points of $f(x) = x^4 - 4x^3$

Step 1: Find $f''(x)$

$$f'(x) = 4x^3 - 12x^2$$ $$f''(x) = 12x^2 - 24x = 12x(x - 2)$$

Step 2: Solve $f''(x) = 0$

$$x = 0, 2$$

Step 3: Sign chart

Interval$x < 0$$x = 0$$0 < x < 2$$x = 2$$x > 2$
$12x$$-$$0$$+$$+$$+$
$(x-2)$$-$$-$$-$$0$$+$
$f''(x)$$+$$0$$-$$0$$+$
Concavity??

Step 4: Check sign changes

  • At $x = 0$: $f''$ changes from $+$ to $-$ → Inflection point
  • At $x = 2$: $f''$ changes from $-$ to $+$ → Inflection point

Values:

  • $f(0) = 0$
  • $f(2) = 16 - 32 = -16$

Answer:

  • Concave up: $(-\infty, 0) \cup (2, \infty)$
  • Concave down: $(0, 2)$
  • Inflection points: $(0, 0)$ and $(2, -16)$

Asymptotes

Vertical Asymptotes

Vertical asymptote at $x = a$:

If $\lim_{x \to a^+} f(x) = \pm\infty$ or $\lim_{x \to a^-} f(x) = \pm\infty$

Finding: Solve denominator = 0 (for rational functions)

Example: $f(x) = \frac{1}{x - 2}$

Denominator = 0: $x = 2$

$\lim_{x \to 2^+} \frac{1}{x-2} = +\infty$, $\lim_{x \to 2^-} \frac{1}{x-2} = -\infty$

Vertical asymptote: $x = 2$

Horizontal Asymptotes

Horizontal asymptote $y = L$:

If $\lim_{x \to \infty} f(x) = L$ or $\lim_{x \to -\infty} f(x) = L$

For rational functions $\frac{p(x)}{q(x)}$:

  • Degree of $p <$ Degree of $q$ → $y = 0$
  • Degree of $p =$ Degree of $q$ → $y = \frac{\text{leading coeff of } p}{\text{leading coeff of } q}$
  • Degree of $p >$ Degree of $q$ → No horizontal asymptote

Examples:

  1. $f(x) = \frac{2x^2 + 1}{x^2 - 4}$: Same degree → $y = \frac{2}{1} = 2$

  2. $f(x) = \frac{3x}{x^2 + 1}$: Numerator degree < denominator → $y = 0$

  3. $f(x) = \frac{x^3}{x^2 - 1}$: Numerator degree > denominator → No horizontal asymptote (but has oblique)

Oblique (Slant) Asymptotes

Oblique asymptote $y = mx + c$:

When degree(numerator) = degree(denominator) + 1

Finding: Perform polynomial long division

Example: $f(x) = \frac{x^2 + 1}{x}$

Long division: $\frac{x^2 + 1}{x} = x + \frac{1}{x}$

As $x \to \infty$, $\frac{1}{x} \to 0$

Oblique asymptote: $y = x$


Complete Example: Full Curve Sketch

Sketch $f(x) = \frac{x^2}{x^2 - 4}$

Step 1: Domain

Denominator ≠ 0: $x^2 - 4 \neq 0 \Rightarrow x \neq \pm 2$

Domain: $(-\infty, -2) \cup (-2, 2) \cup (2, \infty)$

Step 2: Intercepts

  • $y$-intercept: $f(0) = 0$ → $(0, 0)$
  • $x$-intercept: $x^2 = 0 \Rightarrow x = 0$ → $(0, 0)$

Step 3: Symmetry

$$f(-x) = \frac{(-x)^2}{(-x)^2 - 4} = \frac{x^2}{x^2 - 4} = f(x)$$

Even function → Symmetric about $y$-axis

Step 4: Asymptotes

Vertical: $x = -2, 2$

Horizontal:

$$\lim_{x \to \infty} \frac{x^2}{x^2 - 4} = \lim_{x \to \infty} \frac{1}{1 - 4/x^2} = 1$$

Horizontal asymptote: $y = 1$

Step 5: First Derivative (Monotonicity)

$$f'(x) = \frac{2x(x^2 - 4) - x^2(2x)}{(x^2 - 4)^2} = \frac{2x^3 - 8x - 2x^3}{(x^2-4)^2} = \frac{-8x}{(x^2-4)^2}$$

Critical point: $x = 0$

Sign chart:

Interval$x < -2$$-2 < x < 0$$0 < x < 2$$x > 2$
$-8x$$+$$+$$-$$-$
$(x^2-4)^2$$+$$+$$+$$+$
$f'(x)$$+$$+$$-$$-$
$f(x)$

Increasing: $(-\infty, -2) \cup (-2, 0)$ Decreasing: $(0, 2) \cup (2, \infty)$ Local maximum at $x = 0$: $f(0) = 0$

Step 6: Second Derivative (Concavity)

$$f''(x) = \frac{-8(x^2-4)^2 - (-8x) \cdot 2(x^2-4)(2x)}{(x^2-4)^4}$$ $$= \frac{-8(x^2-4) + 32x^2}{(x^2-4)^3} = \frac{24x^2 + 32}{(x^2-4)^3}$$

Numerator $24x^2 + 32 > 0$ always!

Sign depends on $(x^2 - 4)^3$:

Interval$x < -2$$-2 < x < 2$$x > 2$
$(x^2-4)^3$$-$$+$ (wait, $x^2 < 4$ so $x^2-4 < 0$!)Actually $-$ when $-2 < x < 2$, $+$ otherwise

Correct analysis:

For $x \in (-2, 2)$: $x^2 - 4 < 0$, so $(x^2-4)^3 < 0$ → $f''(x) < 0$ → Concave down

For $x < -2$ or $x > 2$: $x^2 - 4 > 0$, so $(x^2-4)^3 > 0$ → $f''(x) > 0$ → Concave up

Step 7: Key Points

  • Origin: $(0, 0)$ — intercept and local max
  • Behavior near asymptotes:
    • As $x \to 2^+$: $f(x) \to +\infty$
    • As $x \to 2^-$: $f(x) \to -\infty$
    • As $x \to -2$: Similar (by symmetry)

Step 8: Sketch Summary

  • Symmetric about $y$-axis (even function)
  • Passes through origin (local max)
  • Vertical asymptotes at $x = \pm 2$
  • Horizontal asymptote at $y = 1$
  • Increasing to the left of $x = 0$, decreasing to the right
  • Concave up for $|x| > 2$, concave down for $|x| < 2$

Special Curve Types

Polynomial Curves

  • Degree $n$: At most $n - 1$ turning points
  • Even degree: Same end behavior (both up or both down)
  • Odd degree: Opposite end behavior (one up, one down)

Rational Functions

  • Check for vertical asymptotes (denominator = 0)
  • Check for horizontal/oblique asymptotes (end behavior)
  • Often have symmetry

Trigonometric Curves

  • Periodic (repeat every $2\pi$ for sin/cos)
  • Bounded between -1 and 1 (for standard trig)
  • Use derivatives to find max/min within one period

Exponential/Logarithmic

  • $e^x$: Always increasing, concave up, horizontal asymptote $y = 0$ as $x \to -\infty$
  • $\ln x$: Always increasing, concave down, vertical asymptote $x = 0$

Memory Tricks

Concavity: Cup vs Cap
  • $f''(x) > 0$: (Concave UP like a CUP — holds water)
  • $f''(x) < 0$: (Concave down like a CAP — spills water)

“Positive second derivative = Cup!”

First Derivative: Slope Story

$f'(x)$ tells the slope story:

  • $f' > 0$: Walking uphill (increasing)
  • $f' < 0$: Walking downhill (decreasing)
  • $f' = 0$: Flat ground (critical point — could be peak, valley, or plateau)

“Follow the slope!”

Asymptote Quick Check: DDD

Denominator = 0 → Vertical Degrees same → Horizontal (ratio of leading coefficients) Degree of top = degree of bottom + 1 → Oblique (long division)

“Three D’s: Denominator, Degrees, Degree+1”

Inflection Point: Sign Change Required

$f''(c) = 0$ is not enough for inflection point!

Must check: Does $f''$ change sign at $x = c$?

Example: $f(x) = x^4$ at $x = 0$: $f''(0) = 0$ but NO sign change (always concave up) → NOT an inflection point!


Practice Problems

Level 1: Foundation (NCERT)

Problem 1

Question: Find intervals where $f(x) = x^2 - 4x + 3$ is increasing/decreasing.

Solution:

$$f'(x) = 2x - 4 = 0 \Rightarrow x = 2$$
  • For $x < 2$: $f'(x) < 0$ → Decreasing
  • For $x > 2$: $f'(x) > 0$ → Increasing

Answer: Decreasing on $(-\infty, 2)$, increasing on $(2, \infty)$

Problem 2

Question: Find concavity of $f(x) = x^3 - 3x$

Solution:

$$f'(x) = 3x^2 - 3$$ $$f''(x) = 6x$$
  • $f''(x) > 0$ when $x > 0$ → Concave up on $(0, \infty)$
  • $f''(x) < 0$ when $x < 0$ → Concave down on $(-\infty, 0)$

Inflection point: $(0, 0)$ (sign change in $f''$)

Level 2: JEE Main

Problem 3

Question: Find asymptotes of $f(x) = \frac{2x^2 - 3}{x^2 - 1}$

Solution:

Vertical: $x^2 - 1 = 0 \Rightarrow x = \pm 1$

Horizontal: Same degree → $y = \frac{2}{1} = 2$

Answer: Vertical asymptotes $x = -1, 1$; horizontal asymptote $y = 2$

Problem 4

Question: Find inflection points of $f(x) = x^4 - 6x^2$

Solution:

$$f'(x) = 4x^3 - 12x$$ $$f''(x) = 12x^2 - 12 = 12(x^2 - 1) = 12(x-1)(x+1)$$

$f''(x) = 0$ at $x = \pm 1$

Sign chart:

Interval$x < -1$$-1 < x < 1$$x > 1$
$f''(x)$$+$$-$$+$

Both $x = -1$ and $x = 1$ have sign changes!

Inflection points: $(-1, f(-1)) = (-1, -5)$ and $(1, -5)$

Level 3: JEE Advanced

Problem 5

Question: Sketch the complete curve of $f(x) = \frac{x}{x^2 + 1}$

Solution:

Domain: All real numbers (denominator never zero)

Intercepts: $f(0) = 0$ → $(0, 0)$

Symmetry: $f(-x) = \frac{-x}{x^2+1} = -f(x)$ → Odd function (origin symmetry)

Asymptotes:

  • Vertical: None
  • Horizontal: Degree of numerator < denominator → $y = 0$

First derivative:

$$f'(x) = \frac{(x^2+1) - x(2x)}{(x^2+1)^2} = \frac{1 - x^2}{(x^2+1)^2}$$

$f'(x) = 0$ at $x = \pm 1$

  • $x < -1$: $f' < 0$ (decreasing)
  • $-1 < x < 1$: $f' > 0$ (increasing)
  • $x > 1$: $f' < 0$ (decreasing)

Local min at $x = -1$: $f(-1) = -\frac{1}{2}$ Local max at $x = 1$: $f(1) = \frac{1}{2}$

Second derivative:

$$f''(x) = \frac{-2x(x^2+1)^2 - (1-x^2) \cdot 2(x^2+1)(2x)}{(x^2+1)^4}$$ $$= \frac{-2x(x^2+1) - (1-x^2)(4x)}{(x^2+1)^3} = \frac{-2x^3 - 2x - 4x + 4x^3}{(x^2+1)^3}$$ $$= \frac{2x^3 - 6x}{(x^2+1)^3} = \frac{2x(x^2 - 3)}{(x^2+1)^3}$$

$f''(x) = 0$ at $x = 0, \pm\sqrt{3}$

Inflection points at these three values.

Sketch:

  • Passes through origin
  • Symmetric about origin (odd)
  • Max at $(1, 1/2)$, min at $(-1, -1/2)$
  • Horizontal asymptote $y = 0$
  • Three inflection points
Problem 6 (JEE Advanced Type)

Question: Find the range of values of $a$ for which $f(x) = x^3 - 3ax + 2$ is strictly increasing for all $x \in \mathbb{R}$.

Solution:

For strictly increasing: $f'(x) > 0$ for all $x$

$$f'(x) = 3x^2 - 3a$$

For $f'(x) > 0$ for all $x$:

$$3x^2 - 3a > 0 \Rightarrow x^2 > a$$

Since minimum value of $x^2$ is $0$:

For $x^2 > a$ to hold for all $x$, we need $a < 0$ (actually $a \leq 0$)

Wait, let’s reconsider: $f'(x) = 3x^2 - 3a \geq 0$ for all $x$

Since $x^2 \geq 0$, minimum of $3x^2$ is $0$ (at $x = 0$)

So: $0 - 3a \geq 0 \Rightarrow a \leq 0$

But for strictly increasing (not just non-decreasing), we need $f'(x) > 0$ except possibly at isolated points.

If $a = 0$: $f'(x) = 3x^2 \geq 0$ (equals 0 only at $x = 0$) → Still strictly increasing overall ✓

If $a < 0$: $f'(x) = 3x^2 - 3a > 0$ always (since $x^2 \geq 0$ and $-3a > 0$) ✓

If $a > 0$: $f'(x) = 0$ at $x = \pm\sqrt{a}$, and $f' < 0$ between these roots → NOT always increasing ✗

Answer: $a \leq 0$


Common Mistakes to Avoid

Trap #1: Inflection Point ≠ Just $f''(x) = 0$

$f''(c) = 0$ is necessary but not sufficient!

Must check: Does $f''$ change sign at $x = c$?

Counter-example: $f(x) = x^4$ at $x = 0$: $f''(0) = 0$ but concave up everywhere → NOT an inflection point!

Trap #2: Forgetting Domain Restrictions

When finding asymptotes or sketching, always check the domain first!

Can’t have a curve where the function isn’t defined.

Trap #3: Symmetry Assumptions

Don’t assume symmetry without checking!

Test $f(-x)$:

  • If $f(-x) = f(x)$: Even (y-axis symmetry)
  • If $f(-x) = -f(x)$: Odd (origin symmetry)
  • Otherwise: No symmetry
Trap #4: Oblique Asymptote Confusion

Oblique asymptotes only exist when degree(num) = degree(den) + 1

If degrees differ by more than 1, or numerator degree is smaller, no oblique asymptote!


Quick Revision Box

ConceptTestResult
Increasing$f'(x) > 0$Function rises
Decreasing$f'(x) < 0$Function falls
Concave up$f''(x) > 0$∪ (cup shape)
Concave down$f''(x) < 0$∩ (cap shape)
Inflection point$f''(x) = 0$ AND sign changeConcavity switches
Vertical asymptoteDenominator = 0$x = a$
Horizontal asymptote$\lim_{x \to \infty} f(x)$$y = L$
Oblique asymptoteDeg(num) = Deg(den) + 1$y = mx + c$

JEE Strategy Tips

Exam Wisdom

Weightage: Curve sketching concepts appear in 3-4 JEE questions (combined with other topics).

Time-Saver: Use symmetry! If $f$ is even/odd, only analyze half the graph, then reflect.

Common Pattern: JEE loves rational functions with multiple asymptotes and turning points.

Trap Alert: Always verify inflection points with sign change test, don’t just solve $f'' = 0$!

Advanced Tip: For complex curves, plot key points first (intercepts, max/min, inflection) then connect smoothly.

Exam Hack: If asked to sketch without calculator, focus on qualitative features (increasing/decreasing, concavity, asymptotes) rather than exact coordinates.


Teacher’s Summary

Key Takeaways
  1. First derivative $f'$ controls slope and monotonicity: $f' > 0$ → increasing, $f' < 0$ → decreasing

  2. Second derivative $f''$ controls concavity: $f'' > 0$ → concave up (∪), $f'' < 0$ → concave down (∩)

  3. Inflection points require $f'' = 0$ (or undefined) AND sign change in $f''$

  4. Asymptotes reveal end behavior:

    • Vertical: Denominator = 0
    • Horizontal: Compare degrees of num/den
    • Oblique: Long division when deg(num) = deg(den) + 1
  5. Curve sketching checklist: Domain → Intercepts → Symmetry → Asymptotes → $f'$ analysis → $f''$ analysis → Key points → Sketch!

“Every curve tells a story — derivatives help you read it!”


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